CFA LEVEL3课程内容详细列表
SESSION 1:CODE OF ETHICS AND STANDARDS OF PROFESSIONAL CONDUCT
Reading 1: Code of Ethics and Standards of Professional Conduct 道德与职业行为准则
Reading 2:“Guidance” for Standards I–VII 准则指引
SESSION 2:ETHICAL AND PROFESSIONAL STANDARDS IN PRACTICE
Reading 3: Ethics in Practice 实践中的道德
Reading 4: The Consultant 咨询师
Reading 5: Pearl Investment Management (A), (B), and (C) Pearl投资管理案例
Reading 6: Asset Manager Code of Professional Conduct 资产管理经理行为准则
SESSION 3:BEHAVIORAL FINANCE
Reading 7: Heuristic-Driven Bias: The First Theme 启发式偏差
Reading 8: Frame Dependence: The Second Theme 框架依赖
Reading 9: Inefficient Markets: The Third Theme 无效市场
Reading 10: Portfolios, Pyramids, Emotions, and Biases 组合，金字塔，情绪与偏差
Reading 11: Investment Decision Making in Defined Contribution Pension Plans 固定提取养老金计划中的投资决策
Reading 12: The Folly of Forecasting: Ignore All Economists, Strategists,and Analysts 预测中的误差：忽略经济学家，策略师和分析师
Reading 13: Alpha Hunters and Beta Grazers 阿尔法和贝塔追求者
SESSION 4:PRIVATE WEALTH MANAGEMENT
Reading 14: Managing Individual Investor Portfolios 管理个人投资者组合
Reading 15: Excerpts from Investment Management
for Taxable Private Investors 应税私人投资者投资管理摘要
Reading 16: Multiple Asset Locations 多区域投资
Reading 17: Low-Basis Stock 低基股票
Reading 18: Goals-Based Investing: Integrating Traditional
and Behavioral Finance 基于目标的投资：传统与行为金融融合
Reading 19: Life-Cycle Investing 生命周期投资
Reading 20: Human Capital, Asset Allocation, and Life Insurance 人力资本，资产配置以及人寿保险
SESSION 5:PORTFOLIO MANAGEMENT FOR INSTITUTIONAL INVESTORS
Reading 21: Managing Institutional Investor Portfolios 机构投资者组合管理
Reading 22: Allocating Shareholder Capital to Pension Plans 分配权益资本至养老金计划
SESSION 6:CAPITAL MARKET EXPECTATIONS IN PORTFOLIO MANAGEMENT
Reading 23: Capital Market Expectations 资本市场预期
SESSION 7:ECONOMIC CONCEPTS FOR ASSET VALUATION IN PORTFOLIO MANAGEMENT
Reading 24: Macroanalysis and Microvaluation of the Stock Market 股市宏观分析与微观估值
Reading 25: Dreaming with BRICs: The Path to 2050 与金砖四国共舞：通向2050之路
SESSION 8:ASSET ALLOCATION
Reading 26: Asset Allocation 资产配置
Reading 27: Linking Pension Liabilities to Assets 联系养老金资产与负债
Reading 28: The Case for International Diversification 国际性分散化案例
SESSION 9:MANAGEMENT OF PASSIVE AND ACTIVE FIXED INCOME PORTFOLIOS
Reading 29: Fixed-Income Portfolio Management—Part I 固定收益组合管理－第一部分
Reading 30: Relative-Value Methodologies for Global Credit Bond Portfolio Management 全球信用债券组合管理的相对价值方法
SESSION 10:PORTFOLIO MANAGEMENT OF GLOBAL BONDS AND FIXED INCOME DERIVATIVES
Reading 31: Fixed-Income Portfolio Management—Part II 固定收益组合管理－第二部分c
Reading 32: Hedging Mortgage Securities to Capture Relative Value 套期抵押支持证券以获取相对收益
SESSION 11:EQUITY PORTFOLIO MANAGEMENT
Reading 33: Equity Portfolio Management 权益组合管理
SESSION 12:SPECIAL ISSUES IN EQUITY PORTFOLIO MANAGEMENT
Reading 34: Corporate Governance 公司金融
Reading 35: International Equity Benchmarks 全球权益基准
Reading 36: Emerging Markets Finance 新兴市场金融
SESSION 13:ALTERNATIVE INVESTMENTS FOR PORTFOLIO MANAGEMENT
Reading 37: Alternative Investments Portfolio Management 其它投资组合管理
Reading 38: Swaps 互换
Reading 39: Commodity Forwards and Futures 商品远期与期货
SESSION 14:RISK MANAGEMENT
Reading 40: Risk Management 风险管理
Reading 41: Currency Risk Management 货币风险管理
SESSION 15:RISK MANAGEMENT APPLICATIONS OF DERIVATIVES
Reading 42: Risk Management Applications of Forward and Futures Strategies 风险管理应用：远期与期货策略
Reading 43: Risk Management Applications of Option Strategies 风险管理应用：期权策略
Reading 44: Risk Management Applications of Swap Strategies 风险管理应用：互换策略
SESSION 16:EXECUTION OF PORTFOLIO DECISIONS;MONITORING AND REBALANCING
Reading 45: Execution of Portfolio Decisions 组合决策之执行
Reading 46: Monitoring and Rebalancing 监视和再平衡
SESSION 17:PERFORMANCE EVALUATION AND ATTRIBUTION
Reading 47: Evaluating Portfolio Performance 评估组合业绩
Reading 48: Global Performance Evaluation 全球绩效评估
SESSION 18:GLOBAL INVESTMENT PERFORMANCE STANDARDS
Reading 49: Global Investment Performance Standards 全球投资业绩准则
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