CFA LEVEL2课程内容详细列表
Reading 28: Capital Budgeting 资本预算 Reading 31: Corporate Governance 公司治理 Session 17：STUDY SESSION 17 Session 18：Capital Market Theory and the Portfolio Management Process 组合管理
课程名
Ethical and Professional Standards
Session 1：ETHICAL AND PROFESSIONAL STANDARDS
道德与行为准则Reading 1: Code of Ethics and Standards of Professional Conduct 道德与职业行为准则
Reading 2: Guidance for Standards I – VII职业行为准则I – VII指导
Reading 3: CFA Institute Soft Dollar Standards CFA协会软美元准则
Reading 4. CFA Institute Research Objectivity Standards CFA协会研究客观性准则
Session 2：ETHICAL AND PROFESSIONAL STANDARDS:Application
道德与行为准则应用Reading 5:. The Glenarm Company Glenarm 公司
Reading 6: Preston Partners Preston合伙人
Reading 7: Super Selection 优异选择
Reading 8: Trade Allocation: Fair Dealing and Disclosure 交易分配：公平交易与披露
Reading 9: Case: Changing Investment Objectives 案例：变化的投资目标
Reading 10: Prudence in Perspective 透视谨慎
Quantitative Methods
Session 3：QUANTITATIVE METHODS:Quantitative Methods for Valuation
估值数量方法Reading 11: Correlation and Regression 相关与回归
Reading 12: Multiple Regression and Issues in Regression Analysis 多元回归及回归中的问题
Reading 13: Time-Series Analysis 时间序列分析
Economics
Session 4：ECONOMICS:
Economics for Valuation
估值的经济学Reading 14: Economic Growth 经济增长
Reading 15: Regulation and Antitrust Policy in a Globalized Economy 全球化经济下的管制与反托拉斯政策
Reading 16: Trading with the World 国际贸易
Reading 17: The Exchange Rate and the Balance of Payments 汇率与国际收支平衡
Reading 18: Currency Exchange Rates 汇率
Reading 19: Foreign Exchange Parity Relations 外汇平价关系
Reading 20: Measuring Economic Activity 衡量经济活动
Financial Statement Analysis
Session 5：FINANCIAL STATEMENT ANALYSIS:
Intercorporate Investments
公司间投资分析Reading 21: Analysis of Intercorporate Investments 公司间投资分析
Reading 22: Variable Interest Entities,Intercompany Debt,Consolidated Cash Flows, and Other Issues 可变利益实体，公司间债务，合并现金流量以及其它问题
Session 6：Post-Retirement and Share-Based
Compensation and Multinational Operations 福利与多国经营分析
Reading 23: Employee Compensation: Post-Retirement and Share-Based 员工报酬：退休后福利与基于股权薪酬的核算
Reading 24: Analysis of Multinational Operations 跨国经营分析
Session 7：Earnings Quality Issues and Financial
Ratio Analysis 收益质量与财务比率分析Reading 25: The Lessons We Learn 我们获取的教训
Reading 26: Evaluating Financial Reporting Quality 财务报告质量评估
Reading 27: Analysis of Financial Statements: A Synthesis 财务报表分析：综合
Corporate Finance
Session 8：CORPORATE FINANCE
公司财务
Reading 29: Capital Structure and Leverage 资本结构与杠杆
Reading 30: Dividends and Dividend Policy 股利与股利政策
Session 9：CORPORATE FINANCE:Financing and Control Issues 融资与控制问题
Reading 32: Mergers and Acquisitions 收购与兼并
Equity
Session 10：EQUITY INVESTMENTS:Valuation Concepts 权益投资：估值概念
Reading 33: A Note on Asset Valuation 资产估价一注解
Reading 34: The Equity Valuation Process 权益估价过程
Reading 35: Equity: Markets and Instruments 权益：市场与工具
Reading 36 Return Concepts 收益概念
Session 11：Industry and Company Analysis
in a Global Context 全球背景下的行业与公司分析
Reading 37: Equity: Concepts and Techniques 权益：概念与技术
Reading 38: The Five Competitive Forces that Shape Strategy 五力竞争模型
Reading 39: Industry Analysis 行业分析
Reading 40: Valuation in Emerging Markets 新兴市场估价
Reading 41 Discounted Dividend Valuation 股利折现估值
Session 12：EQUITY INVESTMENTS:Valuation Models 估价模型
Reading 42: Free Cash Flow Valuation 自由现金流量估价
Reading 43: Market-Based Valuation: Price Multiples 基于市场的估价：价格乘数
Reading 44: U.S. Portfolio Strategy: Seeking Value—Anatomy of Valuation 美国组合策略：寻求价值
Reading 45: Residual Income Valuation 剩余收益估价
Session 13： ALTERNATIVE ASSET VALUATION 其它资产估值
Reading 46: Investment Analysis 投资分析
Reading 47: Income Property Analysis and Appraisal 收益资产分析和评估
Reading 48: Private Equity Valuation 未上市股权估值
Reading 49: Investing in Commodities 商品投资
Reading 50: Evaluating the Performance of Your Hedge Funds 评估你的对冲基金的业绩
Reading 51: Buyers Beware: Evaluating and Managing the Many
Facets of the Risks of Hedge Funds 投资者谨慎：评估和管理对冲基金风险的多方面
Fixed Income
Session 14：FIXED INCOME INVESTMENTS:Valuation Concepts 固定收益：估值概念
Reading 52: General Principles of Credit Analysis 信用分析的一般原则
Reading 53 The Liquidity Conundrum 流动性的光谱
Reading 54: Term Structure and Volatility of Interest Rates 利率的期限结构与波动性
Reading 55: Valuing Bonds with Embedded Options 含有隐含期权的债券
Session 15：FIXED INCOME:
Structured Securities 固定收益：结构化证券Reading 56: Mortgage-Backed Sector of the Bond Market 债券市场的抵押支持债券板块
Reading 57: Europe’s Whole Loan Sales Market Burgeoning as
Mortgage Credit Market Comes of Age 欧洲的批发贷款市场蓬勃因为抵押信用市场老化
Reading 58: Asset-Backed Sector of the Bond Market 债券市场的资产支持债券板块
Reading 59: Valuing Mortgage-Backed and Asset-Backed Securities 资产支持债券和抵押支持债券估价
Derivatives
Session 16：STUDY SESSION 16
DERIVATIVES:Forwards and Futures 衍生工具：远期与期货
Reading 60: Forward Markets and Contracts 远期合约与市场
Reading 61: Futures Markets and Contracts 期货合约和市场
DERIVATIVES: Options, Swaps, and Interest Rate and Credit Derivatives 衍生工具：期权，互换，利率与信用衍生工具
Reading 62: Option Markets and Contracts 期权合约和市场
Reading 63: Swap Markets and Contracts 互换合约和市场
Reading 64: Interest Rate Derivative Instruments 利率衍生工具
Reading 65: Using Credit Derivatives to Enhance Return and Manage Risk 使用信用衍生工具提升收益和管理风险
Portfolio Management
Reading 66: Portfolio Concepts 投资组合概念
Reading 67: A Note on Harry M. Markowitz's “Market Efficiency:A Theoretical Distinction and So What?” Markowitz 市场有效性注解
Reading 68: International Asset Pricing 国际资产定价
Reading 69: The Theory of Active Portfolio Management 积极组合管理的理论
Reading 70: Taxes and Private Wealth Management in a Global Context 全球背景下的税收与私人财富管理
Reading 71: The Portfolio Management Process and the Investment Policy Statement 组合管理过程与投资政策说明书
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