CFA LEVEL1课程内容详细列表
课程名
Ethical and Professional Standards
Session 1：Ethical and Professional Standards 道德与行为准则
Reading 1: Code of Ethics and Standards of Professional Conduct 道德与职业行为准则
Reading 2: Guidance for Standards I – VII 职业行为准则I – VII指导
Reading 3: Introduction to the Global Investment Performance Standards (GIPS.) and 全球投资业绩报告准则导论
Reading 4: Global Investment Performance Standards 全球投资业绩报告准则
Quantitative
Session 2：Quantitative Methods:Basic Concepts 计量方法：基本概念
Reading 5: The Time Value of Money 资金的时间价值
Reading 6: Discounted Cash Flow Applications 现金流量折现应用
Reading 7: Statistical Concepts and Market Returns 统计概念和市场收益
Reading 8: Probability Concepts 概率概念
Session 3：Quantitative Methods:Application 计量方法：应用
Reading 9: Common Probability Distributions 常用概率分布
Reading 10: Sampling and Estimation 抽样与推断
Reading 11: Hypothesis Testing 假设检验
Reading 12: Technical Analysis 技术分析
Economics
Session 4：Economics:Microeconomic Analysis 经济学：微观经济分析
Reading 13: Elasticity 弹性
Reading 14: Efficiency and Equity 效率与权益
Reading 15: Markets in Action 实际中的市场
Reading 16: Organizing Production 组织生产
Reading 17: Output and Costs 产出和成本
Session 5：Economics:Market Structure and Macroeconomic Analysis 经济学：市场结构以及宏观经济分析
Reading 18: Perfect Competition 有效竞争
Reading 19: Monopoly 有效垄断
Reading 20: Monopolistic Competition and Oligopoly 垄断竞争与寡头垄断
Reading 21: Markets for Factors of Production 生产要素市场
Reading 22: Monitoring Cycles,Jobs,and the Price Level 监视周期，就业与价格水平
Reading 23: Aggregate Supply and Aggregate Demand 总需求与总供给
Session 6：ECONOMICS:
Monetary and Fiscal Economics
Money, Banks, and the Federal Reserve 货币与财政政策
Reading 24: Money,the Price Level,and Inflation 货币，物价水平和通胀
Reading 25: U.S.Inflation,Unemployment,and Business Cycles 美国之通胀，失业和经济周期
Reading 26: Fiscal Policy 财政政策
Reading 27: Monetary Policy 货币政策
Reading 28: An Overview of Central Banks 央行概览
Financial Statement Analysis
Session 7：FSA:An Introduction 财务报告分析：导论
Preliminary accounting course*(see footnote)会计学预备知识
Reading 29: Financial Statement Analysis: An Introduction 财务报表分析：导论
Reading 30: Financial Reporting Mechanics 财务报告机制
Reading 31: Financial Reporting Standards 财务报告准则
Session 8：FSA:The Income Statement,Balance Sheet,and Cash Flow Statement 财务报告分析：利润表，资产负债表，以及现金流量表
Reading 32: Understanding the Income Statement 理解利润表
Reading 33: Understanding the Balance Sheet 理解资产负债表
Reading 34: Understanding the Cash Flow Statement 理解现金流量表
Session 9：FSA:Inventories, Long-Term Assets,Deferred Taxes,and On- and Off-Balance-Sheet Debt 财务报告分析：存货，长期资产，递延税收，以及表内表外负债
Reading 35: Inventories 存货
Reading 36: Long-Lived Assets 长期资产
Reading 37: Income Taxes 所得税
Reading 38: Long-Term Liabilities and Leases 长期债务与租赁
Session 10：FSA:Techniques, Applications,and International Standards Convergence 财务报表分析：技术，应用以及国际准则趋同
Reading 39: Financial Analysis Techniques 财务分析技术
Reading 40: Financial Reporting Quality: Red Flags and Accounting Warning Signs 财务报告质量：预警信息
Reading 41: Accounting Shenanigans on the Cash Flow Statement 现金流量表上的会计舞弊
Reading 42: Financial Statement Analysis: Applications 财务报表分析：应用
Reading 43: International Standards Convergence 国际会计准则趋同
Corporate Finance
Session 11：Corporate Finance 公司财务
Reading 44: Capital Budgeting 资本预算
Reading 45: Cost of Capital 资本成本
Reading 46: Working Capital Management 营运资本管理
Reading 47: Financial Statement Analysis 财务报表分析
Reading 48: The Corporate Governance of Listed Companies 上市公司治理结构
Portfolio Management
Session 12：Portfolio Management 组合管理
Reading 49: The Asset Allocation Decision 资产配置决策
Reading 50: An Introduction to Portfolio Management 投资组合管理导论
Reading 51: An Introduction to Asset Pricing Models 资产定价模型导论
Equity
Session 13：Analysis of Equity Investments:Securities Markets 权益投资：证券市场
Reading 52: Organization and Functioning of Securities Markets 证券市场组织与运行
Reading 53: Security-Market Indexes 证券市场指数
Reading 54: Efficient Capital Markets 有效资本市场
Reading 55: Market Efficiency and Anomalies 市场有效性与异常
Session 14：Analysis of Equity Investments:Industry and Company Analysis 权益投资：行业与公司分析
Reading 56: An Introduction to Security Valuation 证券估价导论
Reading 57: Industry Analysis 行业分析
Reading 58: Equity: Concepts and Techniques 权益：概念与技术
Reading 59: Introduction to Price Multiples 价格乘数导论
Fixed Income
Session 15：Analysis of Fixed Income Investments:Basic Concepts 固定收益投资：基本概念
Reading 60: Features of Debt Securities 债券特征
Reading 61: Risks Associated with Investing in Bonds 债券投资风险
Reading 62: Overview of Bond Sectors and Instruments 债券板块与工具概览
Reading 63: Understanding Yield Spreads 理解收益级差
Session 16：Analysis of Fixed Income Investments:Analysis and Valuation 固定收益投资：分析与估价
Reading 64: Introduction to the Valuation of Debt Securities 债券估价导论
Reading 65: Yield Measures, Spot Rates, and Forward Rates 收益衡量：即期利率与远期利率
Reading 66: Introduction to the Measurement of Interest Rate Risk 利率风险衡量导论
Derivatives
Session 17：Derivative Investments 衍生工具投资
Reading 67: Derivative Markets and Instruments 衍生工具与市场
Reading 68: Forward Markets and Contracts 远期合约与市场
Reading 69: Futures Markets and Contracts 期货合约和市场
Reading 70: Option Markets and Contracts 期权合约和市场
Reading 71: Swap Markets and Contracts 互换合约和市场
Reading 72: Risk Management Applications of Option Strategies 利用期权管理风险
Alternative Investments
Session 18：Alternative Investments 其它投资
Reading 73: Alternative Investments 其他投资
Reading 74: Investing in Commodities 商品投资
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